| Dave Schaeffer Chairman | | | Marc Montagner Lead Independent Director | |
Board | | | Schaeffer | | | Montagner | | | Bath | | | Brooks | | | de Sa | | | Ferguson | | | Howard | | | Howell | | | Kennedy | | ||||||
Knowledge, Skills and Experience | | |||||||||||||||||||||||||||||||||
Public Company Board | ||||||||||||||||||||||||||||||||||
| | x | | | x | | | x | | | x | | | | | | x | | | | | | | | | x | | |||||||
| | x | | | x | | | x | | | x | | | x | | | x | | | x | | | | | | x | | |||||||
Risk Management | | | x | | | x | | | x | | | | | | | | | x | | | x | | | | | | x | | ||||||
Accounting | | | x | | | x | | | x | | | x | | | | | | x | | | | | | | | | x | | ||||||
Corporate Governance/Ethics | | | x | | | x | | | x | | | x | | | | | | x | | | x | | | x | | | x | | ||||||
Legal/Regulatory | | | x | | | | | | | | | x | | | x | | | x | | | x | | | x | | | x | | ||||||
HR/Compensation | | | x | | | x | | | x | | | | | | | | | | | | | | | x | | | | | ||||||
Executive Experience | | | x | | | x | | | x | | | | | | | | | | | | x | | | | | | | | ||||||
Operations | | | x | | | x | | | | | | | | | | | | | | | x | | | x | | | | | ||||||
Strategic Planning/Oversight | | | x | | | x | | | x | | | x | | | x | | | x | | | x | | | x | | | x | | ||||||
Technology | | | x | | | x | | | x | | | x | | | | | | | | | | | | | | | | | ||||||
Mergers and Acquisitions | | | x | | | x | | | | | | x | | | x | | | | | x | | | x | | | | | |||||||
Telecom/Internet Industry | | | x | | | x | | | x | | | x | | | x | | | | | | | | | | | | | |||||||
Academia/Education | | | x | | | | | | x | | | x | | | | | x | | | | | | | | | x | | |||||||
Cybersecurity | | | x | | | | | | | | | | | | | | | x | | | | | | | | | | | ||||||
Environmental, Social and Governance | | | | | | | | | | | | | | | | | | | | | x | | | | | | x | |
| Board Diversity Matrix (As of March | | |||
| Total Number of Directors | | | |
| | | Female | | | Male | | | Non-Binary | | | Did Not Disclose Gender | |
Part I: Gender Identity | | ||||||||||||
Directors | | | 1 (2) | | | 6 | | | | | | | |
Part II: Demographic Background | | ||||||||||||
African American or Black | | | (1) | | | | | | | | | | |
Alaskan Native or Native American | | | | | | | | | | | | | |
Asian | | | | | | 1 | | | | | | | |
Hispanic or Latinx | | | | | | | | | | | | | |
Native Hawaiian or Pacific Islander | | | | | | | | | | | | | |
White | | | 1 | | | 5 | | | | | | | |
Two or More Races or Ethnicities | | | | | | | | | | | | | |
LGBTQ+ | | | | | | | | | | | | | |
Did Not Disclose Demographic Background | | | | | | | | | | | | | |
| | | Female | | | Male | | | Non-Binary | | | Did Not Disclose Gender | |
Part I: Gender Identity | | ||||||||||||
Directors | | | 3 | | | 6 | | | | | | | |
Part II: Demographic Background | | ||||||||||||
African American or Black | | | 1 | | | | | | | | | | |
Alaskan Native or Native American | | | | | | | | | | | | | |
Asian | | | | | | 1 | | | | | | | |
Hispanic or Latinx | | | | | | | | | | | | | |
Native Hawaiian or Pacific Islander | | | | | | | | | | | | | |
White | | | 2 | | | 5 | | | | | | | |
Two or More Races or Ethnicities | | | | | | | | | | | | | |
LGBTQ+ | | | 0 | | |||||||||
Did Not Disclose Demographic Background | | | 0 | |
| | | 2022 | | | 2021 | | | 2020 | | | TOTAL | | | AVERAGE | | |||||||||||||||
Options granted | | | | | 73 | | | | | | 77 | | | | | | 73 | | | | | | 223 | | | | | | 74 | | |
Shares granted | | | | | 476 | | | | | | 471 | | | | | | 476 | | | | | | 1,423 | | | | | | 474 | | |
TOTAL | | | | | 549 | | | | | | 548 | | | | | | 549 | | | | | | 1,646 | | | | | | 549 | | |
Weighted average shares – basic EPS | | | | | 46,876 | | | | | | 46,419 | | | | | | 45,948 | | | | | | | | | | | | | | |
Burn rate – 1 year | | | | | 1.17% | | | | | | 1.18% | | | | | | 1.19% | | | | | | | | | | | | | | |
Burn rate – 3 year average | | | | | 1.17% | | | | | | | | | | | | | | | | | | | | | | | | | | |
Name and Position | | | Number of Shares Underlying Stock Option Grants (#) | | | Number of Shares Underlying Performance- Based Restricted Stock (#)(1) | | | Number of Shares Underlying Time-Based Restricted Stock (#) | | |||||||||
Named Executive Officers: | | | | | | | | | | | | | | | | | | | |
Dave Schaeffer, Founder and Chief Executive Officer | | | | | | | | | | | 596,000 | | | | | | 480,000 | | |
Thaddeus Weed, Chief Financial Officer | | | | | | | | | | | 24,200 | | | | | | 116,800 | | |
Sean Wallace, Former Chief Financial Officer | | | | | | | | | | | 4,800 | | | | | | 31,200 | | |
James Bubeck, Chief Revenue Officer and Vice President of Global Sales | | | | | | | | | | | 14,400 | | | | | | 57,600 | | |
John Chang, Chief Legal Officer | | | | | | | | | | | 12,000 | | | | | | 55,600 | | |
Henry Kilmer, Vice President of IP Engineering | | | | | | | | | | | 14,400 | | | | | | 57,600 | | |
All Current Executive Officers as a Group | | | | | | | | | | | 663,400 | | | | | | 786,400 | | |
All Current Non-Executive Directors as a Group | | | | | | | | | | | | | | | | | 179,120 | | |
Each Associate of any of such Directors or Executive Officers | | | | | | | | | | | | | | | | | — | | |
Each Other Person who Received or is to Receive 5% of such Options, Warrants or Rights | | | | | | | | | | | | | | | | | — | | |
All Employees, including all Officers who are not Executive Officers, as a Group | | | | | 437,752 | | | | | | 57,600 | | | | | | 993,320 | | |
Plan Category | | | Number of Securities to be issued upon exercise of outstanding options, warrants and rights | | | Weighted-average exercise price of outstanding options, warrants and rights | | | Number of Securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) | | |||||||||
| | | (a) | | | (b) | | | (c) | | |||||||||
Equity compensation plans approved by security holders | | | | | 967,637 | | | | | $ | 58.91 | | | | | | 799,646 | | |
Equity compensation plans not approved by security holders | | | | | 0 | | | | | | 0 | | | | | | — | | |
Total | | | | | 967,637 | | | | | $ | 58.91 | | | | | | 799,646 | | |
Director | | | Montagner | | | Bath | | | Brooks | | | de Sa | | | Ferguson | | | Howard | | | Howell | | | Kennedy | | | | |||||||||||||||||||||||||
Audit Committee | | | | | | | | | | | | | | | | | x | | | | | | | | | | | | x | | | | | | | | | | | | | | | | | | x | | | | | |
Compensation Committee | | | | | x | | | | | | | | | | | | | | | | | | x | | | | | | | | | | | | | | | | | | x | | | | | | | | | | | |
| | | | | | | | | | x | | | | | | | | | | | | | | | | | | x | | | | | | x | | | | | | | | | | | | | | | | | | |
| | 12/16 | | 12/17 | | 12/18 | | 12/19 | | 12/20 | | 12/21 | | | 12/17 | | 12/18 | | 12/19 | | 12/20 | | 12/21 | | 12/22 | | ||||||||||||||||||||||||||||||||||||||||||||||||
Cogent Communications Holdings | | | | 100.00 | | | | | 114.31 | | | | | 119.11 | | | | | 180.92 | | | | | 171.38 | | | | | 218.88 | | | | | | 100.00 | | | | | 104.21 | | | | | 158.28 | | | | | 149.93 | | | | | 191.49 | | | | | 158.59 | | | ||||||||||||
S&P 500 | | | | 100.00 | | | | | 121.83 | | | | | 116.49 | | | | | 153.17 | | | | | 181.35 | | | | | 233.41 | | | | | | 100.00 | | | | | 95.62 | | | | | 125.72 | | | | | 148.85 | | | | | 191.58 | | | | | 156.89 | | | ||||||||||||
NASDAQ Telecommunications | | | | 100.00 | | | | | 117.62 | | | | | 108.29 | | | | | 137.49 | | | | | 166.70 | | | | | 174.78 | | | | | | 100.00 | | | | | 77.39 | | | | | 91.90 | | | | | 101.16 | | | | | 103.32 | | | | | 75.55 | | |
| | | 12/06 | | | 12/07 | | | 12/08 | | | 12/09 | | | 12/10 | | | 12/11 | | | 12/12 | | | 12/13 | | ||||||||||||||||||||||||
Cogent Communications Holdings | | | | | 100.00 | | | | | | 146.18 | | | | | | 40.26 | | | | | | 60.79 | | | | | | 87.18 | | | | | | 104.13 | | | | | | 141.02 | | | | | | 257.80 | | |
S&P 500 | | | | | 100.00 | | | | | | 105.49 | | | | | | 66.46 | | | | | | 84.05 | | | | | | 96.71 | | | | | | 98.75 | | | | | | 114.56 | | | | | | 151.66 | | |
NASDAQ Telecommunications | | | | | 100.00 | | | | | | 126.88 | | | | | | 77.24 | | | | | | 98.83 | | | | | | 119.91 | | | | | | 136.39 | | | | | | 144.78 | | | | | | 231.24 | | |
AT&T Inc. | | | | | 100.00 | | | | | | 120.58 | | | | | | 86.80 | | | | | | 90.98 | | | | | | 101.57 | | | | | | 110.72 | | | | | | 130.10 | | | | | | 142.80 | | |
Lumen Technologies Inc | | | | | 100.00 | | | | | | 95.50 | | | | | | 67.26 | | | | | | 97.60 | | | | | | 134.69 | | | | | | 117.00 | | | | | | 132.47 | | | | | | 115.03 | | |
Verizon Communications Inc | | | | | 100.00 | | | | | | 122.19 | | | | | | 100.18 | | | | | | 104.03 | | | | | | 128.01 | | | | | | 151.34 | | | | | | 171.29 | | | | | | 203.21 | | |
| | | 12/14 | | | 12/15 | | | 12/16 | | | 12/17 | | | 12/18 | | | 12/19 | | | 12/20 | | | 12/21 | | ||||||||||||||||||||||||
Cogent Communications Holdings | | | | | 233.22 | | | | | | 239.11 | | | | | | 296.74 | | | | | | 339.19 | | | | | | 353.45 | | | | | | 536.87 | | | | | | 508.54 | | | | | | 649.51 | | |
S&P 500 | | | | | 172.42 | | | | | | 174.81 | | | | | | 195.72 | | | | | | 238.44 | | | | | | 227.99 | | | | | | 299.78 | | | | | | 354.93 | | | | | | 456.82 | | |
NASDAQ Telecommunications | | | | | 222.61 | | | | | | 217.57 | | | | | | 200.70 | | | | | | 256.81 | | | | | | 198.90 | | | | | | 236.33 | | | | | | 258.46 | | | | | | 265.60 | | |
AT&T Inc | | | | | 143.72 | | | | | | 155.69 | | | | | | 202.22 | | | | | | 194.24 | | | | | | 151.04 | | | | | | 219.94 | | | | | | 172.91 | | | | | | 158.98 | | |
Lumen Technologies Inc | | | | | 151.48 | | | | | | 103.33 | | | | | | 105.62 | | | | | | 82.55 | | | | | | 84.12 | | | | | | 79.67 | | | | | | 64.46 | | | | | | 89.50 | | |
Verizon Communications Inc | | | | | 202.07 | | | | | | 209.37 | | | | | | 252.74 | | | | | | 262.89 | | | | | | 292.47 | | | | | | 333.03 | | | | | | 332.63 | | | | | | 307.58 | | |
| | | 12/05 | | | 12/06 | | | 12/07 | | | 12/08 | | | 12/09 | | | 12/10 | | | 12/11 | | | 12/12 | | | 12/13 | | |||||||||||||||||||||||||||
Cogent Communications Holdings | | | | | 100.00 | | | | | | 295.45 | | | | | | 431.88 | | | | | | 118.94 | | | | | | 179.60 | | | | | | 257.56 | | | | | | 307.65 | | | | | | 416.63 | | | | | | 761.65 | | |
S&P 500 | | | | | 100.00 | | | | | | 115.80 | | | | | | 122.16 | | | | | | 76.96 | | | | | | 97.33 | | | | | | 111.99 | | | | | | 114.35 | | | | | | 132.66 | | | | | | 175.62 | | |
NASDAQ Telecommunications | | | | | 100.00 | | | | | | 140.37 | | | | | | 178.00 | | | | | | 108.37 | | | | | | 138.66 | | | | | | 168.22 | | | | | | 167.52 | | | | | | 183.01 | | | | | | 281.83 | | |
AT&T Inc. | | | | | 100.00 | | | | | | 155.55 | | | | | | 189.77 | | | | | | 138.76 | | | | | | 148.45 | | | | | | 169.11 | | | | | | 187.77 | | | | | | 224.43 | | | | | | 250.39 | | |
Verizon Communications Inc. | | | | | 100.00 | | | | | | 135.32 | | | | | | 165.86 | | | | | | 136.46 | | | | | | 142.31 | | | | | | 175.48 | | | | | | 207.47 | | | | | | 234.81 | | | | | | 278.58 | | |
Lumen Technologies, Inc. | | | | | 100.00 | | | | | | 132.52 | | | | | | 126.56 | | | | | | 89.13 | | | | | | 129.34 | | | | | | 178.49 | | | | | | 155.05 | | | | | | 175.55 | | | | | | 152.44 | | |
| | | 12/14 | | | 12/15 | | | 12/16 | | | 12/17 | | | 12/18 | | | 12/19 | | | 12/20 | | | 12/21 | | | 12/22 | | |||||||||||||||||||||||||||
Cogent Communications Holdings | | | | | 689.04 | | | | | | 706.44 | | | | | | 876.70 | | | | | | 1002.12 | | | | | | 1044.27 | | | | | | 1586.15 | | | | | | 1502.46 | | | | | | 1918.95 | | | | | | 1589.28 | | |
S&P 500 | | | | | 199.66 | | | | | | 202.42 | | | | | | 226.63 | | | | | | 276.11 | | | | | | 264.00 | | | | | | 347.13 | | | | | | 411.00 | | | | | | 528.98 | | | | | | 433.17 | | |
NASDAQ Telecommunications | | | | | 224.02 | | | | | | 214.47 | | | | | | 202.93 | | | | | | 254.75 | | | | | | 194.76 | | | | | | 231.54 | | | | | | 245.23 | | | | | | 252.44 | | | | | | 179.00 | | |
AT&T Inc. | | | | | 256.28 | | | | | | 282.65 | | | | | | 373.01 | | | | | | 364.05 | | | | | | 288.37 | | | | | | 428.28 | | | | | | 343.89 | | | | | | 323.59 | | | | | | 344.36 | | |
Verizon Communications Inc. | | | | | 277.01 | | | | | | 287.01 | | | | | | 346.47 | | | | | | 360.39 | | | | | | 400.93 | | | | | | 456.53 | | | | | | 455.99 | | | | | | 421.64 | | | | | | 337.28 | | |
Lumen Technologies, Inc. | | | | | 200.75 | | | | | | 136.93 | | | | | | 139.98 | | | | | | 109.40 | | | | | | 111.47 | | | | | | 105.57 | | | | | | 85.42 | | | | | | 118.61 | | | | | | 52.75 | | |
| 8x8 | | | InterDigital | |
| | | Iridium Communications | | |
| | | | ||
| | | QuinStreet | | |
| | | Shenandoah Telecommunications | | |
| | | Stamps.com | | |
| | | Switch | | |
| | | Vonage Holdings | |
Named Officer | | Time Based Restricted Stock (# shares) | | Time Based Restricted Stock (grant date fair value) | | Performance Based Restricted Stock (# shares) | | Performance Based Restricted Stock (grant date fair value) | | Aggregate Grant Date Fair Value | | | Time Based Restricted Stock (# shares) | | Time Based Restricted Stock (grant date fair value) | | Performance Based Restricted Stock (# shares) | | Performance Based Restricted Stock (grant date fair value) | | Aggregate Grant Date Fair Value | | ||||||||||||||||||||||||||||||||||||||||
Dave Schaeffer | | | | 84,000 | | | | | 5,223,960 | | | | | 105,000 | | | | | 5,924,100 | | | | $ | 11,148,060 | | | | | | 72,000 | | | | $ | 5,232,240.00 | | | | | 88,000 | | | | $ | 5,565,981.16 | | | | $ | 10,798,221 | | | ||||||||||
Thaddeus Weed | | | | 9,600 | | | | $ | 697,632.00 | | | | | 2,400 | | | | $ | 174,408.00 | | | | $ | 872,040 | | | ||||||||||||||||||||||||||||||||||||
Thaddeus Weed | | | | 10,000 | | | | $ | 636,900.00 | | | | | — | | | | | — | | | | $ | 636,900 | | | ||||||||||||||||||||||||||||||||||||
Sean Wallace | | | | 9,600 | | | | | 597,024 | | | | | 2,400 | | | | | 149,256 | | | | $ | 746,280 | | | | | | 9,600 | | | | $ | 697,632.00 | | | | | 2,400 | | | | $ | 174,408.00 | | | | $ | 872,040 | | | ||||||||||
James Bubeck | | | | 9,600 | | | | | 597,024 | | | | | 2,400 | | | | | 149,256 | | | | $ | 746,280 | | | | | | 9,600 | | | | $ | 697,632.00 | | | | | 2,400 | | | | $ | 174,408.00 | | | | $ | 872,040 | | | ||||||||||
Brad Kummer | | | | 9,600 | | | | | 597,024 | | | | | 2,400 | | | | | 149,256 | | | | $ | 746,280 | | | ||||||||||||||||||||||||||||||||||||
John Chang | | | | 9,600 | | | | | 597,024 | | | | | 2,400 | | | | | 149,256 | | | | $ | 746,280 | | | | | | 9,600 | | | | $ | 697,632.00 | | | | | 2,400 | | | | $ | 174,408.00 | | | | $ | 872,040 | | | ||||||||||
Timothy O’Neill | | | | 9,600 | | | | | 597,024 | | | | | 2,400 | | | | | 149,256 | | | | $ | 746,280 | | | ||||||||||||||||||||||||||||||||||||
Henry Kilmer | | | | 9,600 | | | | $ | 697,632.00 | | | | | 2,400 | | | | $ | 174,408.00 | | | | $ | 872,040 | | |
Name | | Principal Position | | Year | | Salary | | Bonus | | GRANT DATE VALUE Stock Awards(a) | | | | | | | Non Equity Incentive Plan Compensation(c) | | All other Compensation(b) | | TOTAL | | | Principal Position | | Year | | Salary | | Bonus | | Stock Awards(a) | | | | | | | Non Equity Incentive Plan Compensation(c) | | All other Compensation(b) | | TOTAL | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Dave Schaeffer | | | CEO | | | | 2021 | | | | $ | 0 | | | | $ | 0 | | | | $ | 11,148,060 | | | | | (d) | | | | $ | 352,000 | | | | $ | 4,398 | | | | $ | 11,504,458 | | | | | Chief Executive Officer | | | | 2022 | | | | $ | 0 | | | | $ | 0 | | | | $ | 10,798,221 | | | | | (d) | | | | $ | 112,765 | | | | $ | 6,100 | | | | $ | 10,917,086 | | | ||||||||||||||||
| | | | | 2020 | | | | $ | 0 | | | | $ | 0 | | | | $ | 13,875,660 | | | | | (e) | | | | $ | 229,145 | | | | $ | 5,705 | | | | $ | 14,110,510 | | | | | | | | 2021 | | | | $ | 0 | | | | $ | 0 | | | | $ | 11,148,060 | | | | | | | | | $ | 352,000 | | | | $ | 4,398 | | | | $ | 11,504,458 | | | |||||||||||||||||||
| | | | | 2019 | | | | $ | 0 | | | | $ | 0 | | | | $ | 9,343,950 | | | | | (f) | | | | $ | 173,969 | | | | $ | 5,600 | | | | $ | 9,523,519 | | | | | | | | 2020 | | | | $ | 0 | | | | $ | 0 | | | | $ | 13,875,660 | | | | | | | | | $ | 229,145 | | | | $ | 5,705 | | | | $ | 14,110,510 | | | |||||||||||||||||||
Thaddeus Weed | | | Chief Financial Officer | | | | 2022 | | | | $ | 335,551 | | | | $ | 0 | | | | $ | 1,508,940 | | | | | (e) | | | | | | | | | $ | 3,608 | | | | $ | 1,848,099 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | 2021 | | | | $ | 328,972 | | | | $ | 0 | | | | $ | 746,280 | | | | | | | | | | | | | | $ | 5,700 | | | | $ | 1,080,952 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | 2020 | | | | $ | 322,521 | | | | $ | 0 | | | | $ | 1,862,158 | | | | | | | | | | | | | | $ | 5,705 | | | | $ | 2,190,384 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Sean Wallace | | Former Chief Financial Officer | | | | | 2022 | | | | $ | 119,000 | | | | $ | 0 | | | | $ | 872,040 | | | | | (f) | | | | | | | | | $ | 2,374 | | | | $ | 993,414 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | CFO | | | | 2021 | | | | $ | 350,000 | | | | $ | 0 | | | | $ | 746,280 | | | | | (g) | | | | | | | | | $ | 5,700 | | | | $ | 1,101,980 | | | | | | 2021 | | | | $ | 350,000 | | | | $ | 0 | | | | $ | 746,280 | | | | | | | | | | | | | | $ | 5,700 | | | | $ | 1,101,980 | | | ||||||||||||||||||||
| | | | | 2020 | | | | $ | 233,333 | | | | $ | 0 | | | | $ | 913,320 | | | | | (h) | | | | | | | | | $ | 0 | | | | $ | 1,146,653 | | | | | | 2020 | | | | $ | 233,333 | | | | $ | 0 | | | | $ | 913,320 | | | | | | | | | | | | | | $ | 0 | | | | $ | 1,146,653 | | | |||||||||||||||||||||
James Bubeck | | | Chief Revenue Officer | | | | 2021 | | | | $ | 243,251 | | | | $ | 0 | | | | $ | 746,280 | | | | | (g) | | | | $ | 156,988 | | | | $ | 5,700 | | | | $ | 1,152,219 | | | | | Chief Revenue Officer | | | | 2022 | | | | $ | 248,116 | | | | $ | 0 | | | | $ | 872,040 | | | | | (f) | | | | $ | 98,080 | | | | $ | 6,100 | | | | $ | 1,224,336 | | | ||||||||||||||||
| | | | | 2020 | | | | $ | 238,481 | | | | $ | 0 | | | | $ | 921,480 | | | | | (i) | | | | $ | 133,898 | | | | $ | 5,705 | | | | $ | 1,299,564 | | | | | | | | 2021 | | | | $ | 243,251 | | | | $ | 0 | | | | $ | 746,280 | | | | | | | | | $ | 156,988 | | | | $ | 5,700 | | | | $ | 1,152,219 | | | |||||||||||||||||||
| | | | | 2019 | | | | $ | 233,805 | | | | $ | 0 | | | | $ | 662,400 | | | | | (j) | | | | $ | 105,750 | | | | $ | 5,600 | | | | $ | 1,007,555 | | | | | | | | 2020 | | | | $ | 238,481 | | | | $ | 0 | | | | $ | 921,480 | | | | | | | | | $ | 133,898 | | | | $ | 5,705 | | | | $ | 1,299,564 | | | |||||||||||||||||||
Brad Kummer | | | Chief Technology Officer | | | | 2021 | | | | $ | 297,744 | | | | $ | 0 | | | | $ | 746,280 | | | | | (g) | | | | | | | | | $ | 5,700 | | | | $ | 1,049,724 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | 2020 | | | | $ | 291,905 | | | | $ | 0 | | | | $ | 921,480 | | | | | (i) | | | | | | | | | $ | 5,705 | | | | $ | 1,219,090 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | 2019 | | | | $ | 286,182 | | | | $ | 0 | | | | $ | 662,400 | | | | | (j) | | | | | | | | | $ | 5,308 | | | | $ | 953,890 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
John Chang | | | Chief Legal Officer | | | | 2021 | | | | $ | 261,449 | | | | $ | 0 | | | | $ | 746,280 | | | | | (g) | | | | | | | | | $ | 5,700 | | | | $ | 1,013,429 | | | | | Chief Legal Officer | | | | 2022 | | | | $ | 266,678 | | | | $ | 0 | | | | $ | 872,040 | | | | | (f) | | | | | | | | | $ | 4,819 | | | | $ | 1,143,537 | | | ||||||||||||||||
| | | | | 2020 | | | | $ | 256,323 | | | | $ | 0 | | | | $ | 921,480 | | | | | (i) | | | | | | | | | $ | 5,705 | | | | $ | 1,183,508 | | | | | | | | 2021 | | | | $ | 261,449 | | | | $ | 0 | | | | $ | 746,280 | | | | | | | | | | | | | | $ | 5,700 | | | | $ | 1,013,429 | | | |||||||||||||||||||
| | | | | 2019 | | | | $ | 251,297 | | | | $ | 0 | | | | $ | 697,500 | | | | | (k) | | | | | | | | | $ | 5,600 | | | | $ | 954,397 | | | | | | | | 2020 | | | | $ | 256,323 | | | | $ | 0 | | | | $ | 921,480 | | | | | | | | | | | | | | $ | 5,705 | | | | $ | 1,183,508 | | | |||||||||||||||||||
Timothy O’Neill | | | VP | | | | 2021 | | | | $ | 132,428 | | | | $ | 0 | | | | $ | 746,280 | | | | | (g) | | | | | | | | | $ | 6,357 | | | | $ | 885,065 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | 2020 | | | | $ | 311,595 | | | | $ | 0 | | | | $ | 921,480 | | | | | (i) | | | | | | | | | $ | 5,705 | | | | $ | 1,238,780 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | 2019 | | | | $ | 305,485 | | | | $ | 0 | | | | $ | 662,400 | | | | | (j) | | | | | | | | | $ | 5,600 | | | | $ | 973,485 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Henry Kilmer | | Vice President of IP Engineering | | | | | 2022 | | | | $ | 233,926 | | | | $ | 0 | | | | $ | 872,040 | | | | | (f) | | | | | | | | | $ | 5,176 | | | | $ | 1,111,142 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 2021 | | | | $ | 229,339 | | | | $ | 0 | | | | $ | 746,280 | | | | | | | | | | | | | | $ | 4,398 | | | | $ | 980,017 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 2020 | | | | $ | 224,842 | | | | $ | 0 | | | | $ | 921,480 | | | | | | | | | | | | | | $ | 5,705 | | | | $ | 1,152,027 | | |
| | | | | | | | | | | | Estimated Future Payouts Under Non- Equity Incentive Plan Awards | | Estimated Future Payouts Under Equity Incentive Plan Awards | | | | | | | | | | | | | | | | | | | | | | | Estimated Future Payouts Under Non- Equity Incentive Plan Awards | | Estimated Future Payouts Under Equity Incentive Plan Awards | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name | | Grant Date | | NOTES | | Threshold ($) | | Target ($) | | Maximum ($) | | Threshold ($) | | Target | | Maximum | | All Other Awards: Number of Shares of Stock or Units | | Grant Date Fair Value of Stock and Option Awards(a) | | | Grant Date | | NOTES | | Threshold ($) | | Target ($) | | Maximum ($) | | Threshold ($) | | Target | | Maximum | | All Other Awards: Number of Shares of Stock or Units | | Grant Date Fair Value of Stock and Option Awards(a) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Dave Schaeffer | | | | 2/24/2021 | | | | | (b)(c) | | | | | — | | | | $ | 500,000 | | | | $ | 500,000 | | | | | | | 84,000 | | | | | 105,000 | | | | | 84,000 | | | | $ | 11,148,060 | | | | | | 1/3/2022 | | | | | (b)(c) | | | | | — | | | | $ | 500,000 | | | | $ | 500,000 | | | | | | | 88,000 | | | | | 88,000 | | | | | 72,000 | | | | $ | 10,798,221 | | | ||||||||||||||||||||
Thaddeus Weed | | | | 1/3/2022 | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 872,040 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Thaddeus Weed | | | | 5/4/2022 | | | | | (e) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,000 | | | | $ | 636,900 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Sean Wallace | | | | 2/24/2021 | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 746,280 | | | | | | 1/3/2022 | | | | | (f) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 872,040 | | | ||||||||||||||||||||
James Bubeck | | | | 2/24/2021 | | | | | (d)(e) | | | | | — | | | | $ | 146,880 | | | | | unlimited | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 746,280 | | | | | | 1/3/2022 | | | | | (f)(g) | | | | | — | | | | $ | 146,880 | | | | | unlimited | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 872,040 | | | ||||||||||||||||||||
Brad Kummer | | | | 2/24/2021 | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 746,280 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
John Chang | | | | 2/24/2021 | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 746,280 | | | | | | 1/3/2022 | | | | | (f) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 872,040 | | | ||||||||||||||||||||
Timothy O’Neill | | | | 2/24/2021 | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 746,280 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Henry Kilmer | | | | 1/3/2022 | | | | | (f) | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,400 | | | | | 9,600 | | | | $ | 872,040 | | |
| | STOCK AWARDS | | | STOCK AWARDS | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name | | | | | | | Number of Shares or Units of Stock That Have Not Vested (#) | | Market Value of Shares or Units of Stock That Have Not Vested ($)(a) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(a) | | | | | | | | Number of Shares or Units of Stock That Have Not Vested (#) | | Market Value of Shares or Units of Stock That Have Not Vested ($)(a) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(a) | | ||||||||||||||||||||||||||||||||||
Dave Schaeffer | | | | (b) | | | | | | | | | | | | | | | 105,000 | | | | $ | 7,683,900 | | | | | | (b) | | | | | | | | | | | | | | | 105,000 | | | | $ | 5,993,400 | | | ||||||||||
| | | | (c) | | | | | 84,000 | | | | $ | 6,147,120 | | | | | 105,000 | | | | $ | 7,683,900 | | | | | | (c) | | | | | 84,000 | | | | $ | 4,794,720 | | | | | 105,000 | | | | $ | 5,993,400 | | | ||||||||||
| | | | (d) | | | | | 84,000 | | | | $ | 6,147,120 | | | | | 105,000 | | | | $ | 7,683,900 | | | | | | (d) | | | | | 84,000 | | | | $ | 4,794,720 | | | | | 105,000 | | | | $ | 5,993,400 | | | ||||||||||
| | | | (e) | | | | | 84,000 | | | | $ | 6,147,120 | | | | | 105,000 | | | | $ | 7,683,900 | | | | | | (e) | | | | | 72,000 | | | | $ | 4,109,760 | | | | | 88,000 | | | | $ | 5,023,040 | | | ||||||||||
Sean Wallace | | | | (f) | | | | | 7,500 | | | | $ | 548,850 | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||
Thaddeus Weed | | | | (f) | | | | | 19,400 | | | | $ | 1,107,352 | | | | | 4,850 | | | | $ | 276,838 | | | ||||||||||||||||||||||||||||||||||||
| | | | (g) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||||||||||||||||||||||||||||
| | | | (h) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||||||||||||||||||||||||||||
| | | | (g) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (i) | | | | | 10,000 | | | | $ | 570,800 | | | | | | | | | | | | | ||||||||||
James Bubeck | | | | (h) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (j) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
| | | | (i) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | ||||||||||||||||||||||||||||||||||||
| | | | (g) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | ||||||||||||||||||||||||||||||||||||
Brad Kummer | | | | (h) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | ||||||||||||||||||||||||||||||||||||
| | | | (i) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (g) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
| | | | (g) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (h) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
John Chang | | | | (h) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (j) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
| | | | (i) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (g) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
| | | | (g) | | | | | 9,600 | | | | $ | 702,528 | | | | | 2,400 | | | | $ | 175,632 | | | | | | (h) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
Henry Kilmer | | | | (j) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||||||||||||||||||||||||||||
| | | | (j) | | | | | 180 | | | | $ | 13,172 | | | | | | | | | | | | | | | | (g) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | | ||||||||||
| | | | (h) | | | | | 9,600 | | | | $ | 547,968 | | | | | 2,400 | | | | $ | 136,992 | | |
Name | | Option Awards Number of Shares Acquired on Exercise | | Value Realized On Exercise | | Stock Awards Number of Shares Acquired on Vesting | | Value Realized On Vesting | | | Option Awards Number of Shares Acquired on Exercise | | Value Realized On Exercise | | Stock Awards Number of Shares Acquired on Vesting | | Value Realized On Vesting | | ||||||||||||||||||||
Dave Schaeffer | | | | | | | | 173,049 | | | | $ | 11,270,584 | | | | | | | | | | 189,000 | | | | $ | 12,805,800 | | | ||||||||
Thaddeus Weed | | | | | | | | 24,250 | | | | $ | 1,417,607 | | | |||||||||||||||||||||||
Sean Wallace | | | | | | | | 4,500 | | | | $ | 335,183 | | | | | | | | | | 750 | | | | $ | 47,003 | | | ||||||||
James Bubeck | | | | | | | | 12,000 | | | | $ | 853,608 | | | | | | | | | | 12,000 | | | | $ | 701,496 | | | ||||||||
Brad Kummer | | | | | | | | 12,000 | | | | $ | 853,608 | | | |||||||||||||||||||||||
John Chang | | | | | | | | 3,680 | | | | $ | 281,115 | | | | | | | | | | 12,180 | | | | $ | 711,581 | | | ||||||||
Timothy O’Neill | | | | | | | | 48,000 | | | | $ | 3,585,048 | | | |||||||||||||||||||||||
Henry Kilmer | | | | | | | | 12,000 | | | | $ | 701,496 | | |
| | | | | | Termination without cause(a) | | | Change of control(b) | | | Termination without cause upon a change of control(c) | | |||||||||
Dave Schaeffer | | | Cash | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
| | | Stock vesting | | | | $ | 19,669,558 | | | | | $ | 19,925,444 | | | | | $ | 36,882,720 | | |
| | | Total | | | | $ | 19,669,558 | | | | | $ | 19,925,444 | | | | | $ | 36,882,720 | | |
Sean Wallace | | | Cash | | | | $ | 175,000 | | | | | $ | — | | | | | $ | 175,000 | | |
| | | Stock vesting | | | | $ | 170,802 | | | | | $ | 1,427,010 | | | | | $ | 1,427,010 | | |
| | | Total | | | | $ | 345,802 | | | | | $ | 1,427,010 | | | | | $ | 1,602,010 | | |
James Bubeck | | | Cash | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
| | | Stock vesting | | | | $ | 220,491 | | | | | $ | 2,634,480 | | | | | $ | 2,634,480 | | |
| | | Total | | | | $ | 220,491 | | | | | $ | 2,634,480 | | | | | $ | 2,634,480 | | |
Brad Kummer | | | Cash | | | | $ | 74,436 | | | | | $ | — | | | | | $ | 74,436 | | |
| | | Stock vesting | | | | $ | 322,431 | | | | | $ | 2,634,480 | | | | | $ | 2,634,480 | | |
| | | Total | | | | $ | 396,867 | | | | | $ | 2,634,480 | | | | | $ | 2,708,916 | | |
John Chang | | | Cash | | | | $ | 130,725 | | | | | $ | — | | | | | $ | 130,725 | | |
| | | Stock vesting | | | | $ | 620,334 | | | | | $ | 2,634,480 | | | | | $ | 2,634,480 | | |
| | | Total | | | | $ | 751,059 | | | | | $ | 2,634,480 | | | | | $ | 2,765,205 | | |
| | | | Termination without cause(a) | | Change of control(b) | | Termination without cause upon a change of control(c) | | | | | Termination without cause(a) | | Change of control(b) | | Termination without cause upon a change of control(c) | | ||||||||||||||||||||||||||
Timothy O’Neill(d) | | Cash | | �� | $ | 158,914 | | | | $ | — | | | | $ | 158,914 | | | ||||||||||||||||||||||||||
Dave Schaeffer | | Cash | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||
| | Stock vesting | | | $ | 620,334 | | | | $ | 2,634,480 | | | | $ | 2,634,480 | | | | Stock vesting | | | $ | 13,100,672 | | | | $ | 6,392,960 | | | | $ | 28,311,680 | | | ||||||||
| | Total | | | $ | 779,248 | | | | $ | 2,634,480 | | | | $ | 2,793,394 | | | | Total | | | $ | 13,100,672 | | | | $ | 6,392,960 | | | | $ | 28,311,680 | | | ||||||||
Tad Weed | | Cash | | | $ | 335,551 | | | | $ | — | | | | $ | 335,551 | | | ||||||||||||||||||||||||||
| | Stock vesting | | | $ | 1,556,229 | | | | $ | 2,754,110 | | | | $ | 2,754,110 | | | ||||||||||||||||||||||||||
| | Total | | | $ | 1,891,780 | | | | $ | 2,754,110 | | | | $ | 3,089,661 | | | ||||||||||||||||||||||||||
James Bubeck | | Cash | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||
| | Stock vesting | | | $ | 171,925 | | | | $ | 2,054,880 | | | | $ | 2,054,880 | | | ||||||||||||||||||||||||||
| | Total | | | $ | 171,925 | | | | $ | 2,054,880 | | | | $ | 2,054,880 | | | ||||||||||||||||||||||||||
Hank Kilmer | | Cash | | | $ | 58,482 | | | | $ | — | | | | $ | 58,482 | | | ||||||||||||||||||||||||||
| | Stock vesting | | | $ | 347,669 | | | | $ | 2,054,880 | | | | $ | 2,054,880 | | | ||||||||||||||||||||||||||
| | Total | | | $ | 406,151 | | | | $ | 2,054,880 | | | | $ | 2,113,362 | | | ||||||||||||||||||||||||||
John Chang | | Cash | | | $ | 133,339 | | | | $ | — | | | | $ | 133,339 | | | ||||||||||||||||||||||||||
| | Stock vesting | | | $ | 483,733 | | | | $ | 2,054,880 | | | | $ | 2,054,880 | | | ||||||||||||||||||||||||||
| | Total | | | $ | 617,072 | | | | $ | 2,054,880 | | | | $ | 2,188,219 | | | ||||||||||||||||||||||||||
Sean Wallace(d) | | Cash | | | $ | 175,000 | | | | $ | — | | | | $ | 175,000 | | | ||||||||||||||||||||||||||
| | Stock vesting | | | $ | 218,959 | | | | $ | 1,455,540 | | | | $ | 1,455,540 | | | ||||||||||||||||||||||||||
| | Total | | | $ | 393,959 | | | | $ | 1,455,540 | | | | $ | 1,630,540 | | |
| | Fees Earned in Cash | | Stock Awards(a) | | TOTAL | | | Fees Earned in Cash | | Stock Awards(a) | | TOTAL | | ||||||||||||||||||||||||
Blake Bath | | | $ | 1,000 | | | | $ | 485,188 | | | | $ | 486,188 | | | | | $ | 4,000 | | | | $ | 378,121 | | | | $ | 382,121 | | | ||||||
Steven Brooks | | | $ | 1,000 | | | | $ | 485,188 | | | | $ | 486,188 | | | | | $ | 4,000 | | | | $ | 378,121 | | | | $ | 382,121 | | | ||||||
Paul De Sa | | | $ | 4,000 | | | | $ | 378,121 | | | | $ | 382,121 | | | ||||||||||||||||||||||
Marc Montagner | | | $ | 1,000 | | | | $ | 485,188 | | | | $ | 486,188 | | | | | $ | 4,000 | | | | $ | 378,121 | | | | $ | 382,121 | | | ||||||
Lewis Ferguson | | | $ | 1,000 | | | | $ | 485,188 | | | | $ | 486,188 | | | | | $ | 4,000 | | | | $ | 378,121 | | | | $ | 382,121 | | | ||||||
Carolyn Katz | | | $ | 1,000 | | | | $ | 485,188 | | | | $ | 486,188 | | | ||||||||||||||||||||||
Eve Howard(b) | | | $ | 2,000 | | | | $ | 183,490 | | | | $ | 185,490 | | | ||||||||||||||||||||||
Deneen Howell(c) | | | $ | 3,000 | | | | $ | 277,521 | | | | $ | 280,521 | | | ||||||||||||||||||||||
Sheryl Kennedy | | | $ | 1,000 | | | | $ | 485,188 | | | | $ | 486,188 | | | | | $ | 3,000 | | | | $ | 378,121 | | | | $ | 381,121 | | |
Year | | | Summary Compensation Table Total for PEO ($) | | | Compensation Actually Paid to PEO ($)(1) | | | Average Summary Compensation Table Total for Non-PEO NEOs ($) | | | Average Compensation Actually Paid to Non-PEO NEOs ($)(1) | | | Value of Initial Fixed $100 Investment Based on: | | | Net Income ($) | | | EBITDA, as adjusted for Sprint acquisition costs(3) | | |||||||||||||||||||||||||||
| Total Shareholder Return ($) | | | Peer Group Total Shareholder Return ($)(2) | | ||||||||||||||||||||||||||||||||||||||||||||
2022 | | | | | 10,917 | | | | | | 1,316 | | | | | | 1,263 | | | | | | 201 | | | | | | 82.81 | | | | | | 75.30 | | | | | | 5,146 | | | | | | 232,868 | | |
2021 | | | | | 11,504 | | | | | | 18,763 | | | | | | 1,040 | | | | | | 1,633 | | | | | | 106.44 | | | | | | 74.68 | | | | | | 48,815 | | | | | | 227,902 | | |
2020 | | | | | 14,111 | | | | | | 8,406 | | | | | | 1,248 | | | | | | 928 | | | | | | 100.82 | | | | | | 82.21 | | | | | | 6,216 | | | | | | 213,995 | | |
Year | | | PEO | | | Non-PEO NEOs | |
2022 | | | Dave Schaeffer | | | Thaddeus Weed, Sean Wallace, James Bubeck, John Chang and Henry Kilmer | |
2021 | | | Dave Schaeffer | | | Sean Wallace, James Bubeck, Brad Kummer, John Chang and Timothy O’Neill | |
2020 | | | Dave Schaeffer | | | Sean Wallace, Thaddeus Weed, Jean-Michel Slagmuylder, Timothy O’Neill, James Bubeck and Brad Kummer | |
| | | 2022 ($, in 000s) | | | 2021 ($, in 000s) | | | 2020 ($, in 000s) | | |||||||||||||||||||||||||||
Adjustments | | | PEO | | | Average Non-PEO NEOs | | | PEO | | | Average Non-PEO NEOs | | | PEO | | | Average Non-PEO NEOs | | ||||||||||||||||||
Deduction for Amounts Reported under the “Stock Awards” and “Option Awards” Columns in the Summary Compensation Table for Applicable FY | | | | | (10,798) | | | | | | (999) | | | | | | (11,148) | | | | | | (746) | | | | | | (13,876) | | | | | | (936) | | |
Increase based on ASC 718 Fair Value of Awards Granted during Applicable FY that Remain Unvested as of Applicable FY End, determined as of Applicable FY End | | | | | 8,761 | | | | | | 799 | | | | | | 12,841 | | | | | | 878 | | | | | | 11,180 | | | | | | 731 | | |
Increase based on ASC 718 Fair Value of Awards Granted during Applicable FY that Vested during Applicable FY, determined as of Vesting Date | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Increase/deduction for Awards Granted during Prior FY that were Outstanding and Unvested as of Applicable FY End, determined based on change in ASC 718 Fair Value from Prior FY End to Applicable FY End | | | | | (6,649) | | | | | | (436) | | | | | | 5,497 | | | | | | 212 | | | | | | (1,622) | | | | | | (146) | | |
| | | 2022 ($, in 000s) | | | 2021 ($, in 000s) | | | 2020 ($, in 000s) | | |||||||||||||||||||||||||||
Adjustments | | | PEO | | | Average Non-PEO NEOs | | | PEO | | | Average Non-PEO NEOs | | | PEO | | | Average Non-PEO NEOs | | ||||||||||||||||||
Increase/deduction for Awards Granted during Prior FY that Vested During Applicable FY, determined based on change in ASC 718 Fair Value from Prior FY End to Vesting Date | | | | | (1,025) | | | | | | (180) | | | | | | 910 | | | | | | 222 | | | | | | 659 | | | | | | 16 | | |
Deduction of ASC 718 Fair Value of Awards Granted during Prior FY that were Forfeited during Applicable FY, determined as of Prior FY End | | | | | — | | | | | | (274) | | | | | | (955) | | | | | | — | | | | | | (2,146) | | | | | | — | | |
Increase based on Dividends or Other Earnings Paid during Applicable FY prior to Vesting Date | | | | | 98 | | | | | | 25 | | | | | | 114 | | | | | | 27 | | | | | | 100 | | | | | | 15 | | |
Increase based on Incremental Fair Value of Options/SARs Modified during Applicable FY | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Deduction for Change in the Actuarial Present Values reported under the “Change in Pension Value and Nonqualified Deferred Compensation Earnings” Column of the Summary Compensation Table for Applicable FY | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Increase for Service Cost and, if applicable, Prior Service Cost for Pension Plans | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
TOTAL ADJUSTMENTS | | | | | (9,614) | | | | | | (1,065) | | | | | | 7,259 | | | | | | 592 | | | | | | (5,704) | | | | | | (320) | | |
|
Name and Address of Beneficial Owner | | Amount Owned | | Percent of Class | | | Amount Owned | | Percent of Class | | ||||||||||||||||
BlackRock, Inc. (1) 55 East 52nd Street, New York, NY 10055 | | | | 7,072,055 | | | | | 14.7% | | | | | | 7,473,928 | | | | | 15.5% | | | ||||
The Vanguard Group, Inc. (2) 100 Vanguard Blvd, Malvern, PA 19355 | | | | 4,835,162 | | | | | 10.1% | | | | | | 5,226,031 | | | | | 10.8% | | | ||||
Renaissance Technologies LLC (3) 800 Third Avenue, New York, NY 10022 | | | | 2,178,356 | | | | | 4.5% | | | |||||||||||||||
Vaughan Nelson Investment Management, L.P. (3) 600 Travis Street, Suite 3800, Houston, TX 77002 | | | | 2,565,270 | | | | | 5.3% | | | |||||||||||||||
Dave Schaeffer(4) | | | | 4,898,781 | | | | | 10.2% | | | | | | 5,058,781 | | | | | 10.5% | | | ||||
Marc Montagner | | | | 72,921 | | | | | * | | | |||||||||||||||
Blake Bath | | | | 23,996 | | | | | * | | | |||||||||||||||
Steven Brooks | | | | 33,500 | | | | | * | | | | | | 39,821 | | | | | * | | | ||||
Blake Bath | | | | 17,675 | | | | | * | | | |||||||||||||||
Marc Montagner | | | | 56,600 | | | | | * | | | |||||||||||||||
Paul de Sa | | | | 6,321 | | | | | * | | | |||||||||||||||
Lewis Ferguson | | | | 13,100 | | | | | * | | | | | | 15,756 | | | | | * | | | ||||
Eve Howard | | | | 3,335 | | | | | * | | | |||||||||||||||
Deneen Howell | | | | 4,859 | | | | | * | | | |||||||||||||||
Sheryl Kennedy | | | | 4,900 | | | | | * | | | | | | 7,809 | | | | | * | | | ||||
Paul de Sa | | | | 0 | | | | | * | | | |||||||||||||||
Brad Kummer(5) | | | | 64,800 | | | | | * | | | |||||||||||||||
Thaddeus Weed(5) | | | | 92,600 | | | | | * | | | |||||||||||||||
James Bubeck(5) | | | | 51,542 | | | | | * | | | | | | 53,942 | | | | | * | | | ||||
Sean Wallace(5) | | | | 34,275 | | | | | * | | | |||||||||||||||
John Chang(5) | | | | 51,860 | | | | | * | | | | | | 57,460 | | | | | * | | | ||||
Directors and executive officers as a group (12 persons)(6) | | | | 5,275,033 | | | | | 11.0% | | | |||||||||||||||
Hank Kilmer(5) | | | | 48,000 | | | | | * | | | |||||||||||||||
Sean Wallace(6) | | | | 2,775 | | | | | * | | | |||||||||||||||
Directors and executive officers as a group (14 persons)(7) | | | | 5,506,376 | | | | | 11.4% | | |
Plan Category | | Number of Securities to be issued upon exercise of outstanding options, warrants and rights | | Weighted-average exercise price of outstanding options, warrants and rights | | Number of Securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) | | | Number of Securities to be issued upon exercise of outstanding options, warrants and rights | | Weighted-average exercise price of outstanding options, warrants and rights | | Number of Securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) | | ||||||||||||||||||||||||
| | (a) | | (b) | | (c) | | | (a) | | (b) | | (c) | | ||||||||||||||||||||||||
Equity compensation plans approved by security holders | | | | 1,306,778 | | | | $ | 58.31 | | | | | 1,158,243 | | | | | | 967,637 | | | | $ | 58.91 | | | | | 799,646 | | | ||||||
Equity compensation plans not approved by security holders | | | | 0 | | | | | 0 | | | | | — | | | | | | 0 | | | | | 0 | | | | | — | | | ||||||
Total | | | | 1,306,778 | | | | $ | 58.31 | | | | | 1,158,243 | | | | | | 967,637 | | | | $ | 58.91 | | | | | 799,646 | | |
Service | | 2020 | | 2021 | | | 2021 | | 2022 | | ||||||||||||||||
Audit Fees(1) | | | $ | 1,912 | | | | $ | 1,964 | | | | | $ | 1,964 | | | | $ | 2,351 | | | ||||
Audit-Related Fees | | | $ | — | | | | $ | — | | | | | $ | — | | | | $ | — | | | ||||
Tax Fees(2) | | | $ | 90 | | | | $ | 253 | | | | | $ | 253 | | | | $ | 112 | | | ||||
All Other Fees | | | $ | — | | | | $ | — | | | | | $ | — | | | | $ | — | | | ||||
TOTAL | | | $ | 2,002 | | | | $ | 2,217 | | | | | $ | 2,217 | | | | $ | 2,463 | | |